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What Can and Cannot Be Patented Under U.S. Law?
By Patrick Stanzione
11 minute read
·
April 18, 2024

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This guide explains the four statutory categories of patentable inventions under U.S. law, along with the novelty, utility, and non-obviousness standards every application must meet. You will learn what falls outside patent protection, including abstract ideas and natural phenomena, and why software and AI inventions face extra scrutiny. We also cover design patents, improvement patents, and common misconceptions inventors run into. By the end, you will have a clearer framework for evaluating your own invention.

Reviewed by Patrick Stanzione, founder of Stanzione & Associates PLLC and former Supervisory Patent Examiner at the United States Patent and Trademark Office.

We get some version of this question almost every week, usually from someone who has spent real time and money developing an idea before ever asking it: what can and cannot be patented under U.S. law? It is a fair question, and honestly one more inventors should ask earlier in the process, since patent eligibility rules are more nuanced than most people expect and misunderstanding them can waste months of effort on an application that was never going to succeed. This guide walks through the categories of inventions that qualify for patent protection, the exclusions that trip up even experienced inventors, and the legal standards your invention actually needs to meet before an examiner will grant a patent.

The Four Categories of Patentable Subject Matter

Under United States patent law, an invention must fall within one of four statutory categories to even be considered for a patent. These categories are processes, machines, articles of manufacture, and compositions of matter. A process covers a method or series of steps for accomplishing something, such as a manufacturing technique or a way of processing data. A machine refers to a device with moving or interacting parts that performs a function. An article of manufacture covers a made object that is not a machine and not a composition, such as a tool or a component. A composition of matter covers chemical compounds, mixtures, and similar combinations of materials. Most inventions we encounter fit reasonably clearly into one or more of these categories, particularly in mechanical, electrical, and manufacturing fields. The more difficult questions tend to arise around software, business methods, and biological or genetic material, where the boundaries of these categories have been tested repeatedly in court.

Novelty, Utility, and Non-Obviousness

Falling within a statutory category is only the first hurdle. To actually receive a patent, your invention also needs to satisfy three additional legal requirements. It must be novel, meaning it has not been publicly disclosed, sold, or patented before you filed your application. It must be useful, meaning it serves some practical purpose, a standard that is rarely difficult to meet for most legitimate inventions. And it must be non-obvious, meaning the invention represents more than a trivial or predictable variation on what already existed to a person of ordinary skill in the relevant field. Non-obviousness tends to be the hardest standard to satisfy in practice, and it is where a skilled patent attorney earns their keep. An examiner reviewing your application will often combine two or more existing references and argue that your invention was an obvious combination of known elements. Successfully arguing against this kind of rejection requires understanding both the technology and the legal framework the USPTO, or United States Patent and Trademark Office, applies when evaluating obviousness.

What Cannot Be Patented Under U.S. Law?

Certain categories of subject matter are excluded from patent protection regardless of how novel or useful they might be. Laws of nature, abstract ideas, and natural phenomena cannot be patented on their own. This means you cannot patent a mathematical formula in the abstract, a naturally occurring substance exactly as it exists in nature, or a fundamental scientific principle. The reasoning behind this exclusion is that these things are considered basic tools of scientific and technological work, and allowing any single party to own them would stifle far more innovation than it would protect. This exclusion becomes especially relevant in software and biotechnology. A software invention that simply automates a well-known mental process or organizes human activity, without a specific technical improvement to how a computer operates, risks being classified as an unpatentable abstract idea. Similarly, isolating a naturally occurring gene sequence exactly as it exists in nature is not patentable, though specific, engineered modifications to that sequence may be, depending on how they are claimed. Purely artistic works, literary works, and other creative expressions are also outside the scope of patent law, though they may be eligible for copyright protection instead. Similarly, a mere idea without any specific, practical implementation cannot be patented. You cannot patent the concept of a faster way to charge a phone battery. You can potentially patent a specific, novel circuit or method that achieves that result.

Why Software Patent Eligibility Is Especially Complicated

Since the Supreme Court’s decision in Alice Corp. v. CLS Bank International, software and business method patents face a particularly demanding eligibility analysis under Section 101 of the Patent Act. The core question examiners ask is whether the claimed invention is directed to an abstract idea, and if so, whether it includes an inventive concept that transforms the abstract idea into something patent eligible, typically by improving the functioning of the computer itself or another technology. This means that simply automating an existing manual process on a general-purpose computer is unlikely to succeed. A claim that describes a specific technical mechanism, such as a novel way of managing memory, processing data more efficiently, or solving a problem unique to computer networks, stands a much better chance. Drafting software claims that survive this analysis requires careful attention to how the claim language frames the technical problem and solution, which is a significant part of what separates a successful software patent application from a rejected one.

Patenting Artificial Intelligence and Machine Learning Inventions

Artificial intelligence inventions raise many of the same eligibility questions that software has faced for years, often in a more pronounced way. A generic claim describing the use of a machine learning model to make a prediction or classification, without more, risks being treated as an abstract idea, since courts and examiners have generally viewed data analysis and mathematical algorithms as fundamental building blocks rather than patentable inventions on their own. The stronger path forward usually involves claiming a specific technical application of the model, such as how it improves a particular device, process, or system in a way that goes beyond simply crunching numbers more efficiently. For example, a claim describing a novel way that a trained model adjusts sensor calibration in real time to improve the accuracy of a physical measurement device stands a meaningfully better chance than a claim that simply describes training a model on a dataset to produce a prediction. As AI continues to move into nearly every industry we work with, from medical devices to consumer electronics to financial technology, framing these claims correctly has become one of the more consequential drafting decisions our attorneys make on behalf of clients building AI-driven products.

Methods of Medical Treatment and Diagnostic Techniques

Medical and life sciences inventions bring their own particular patentability questions. Diagnostic methods that simply observe a natural correlation, such as noting that a certain naturally occurring biomarker level correlates with a disease, have faced significant scrutiny under the same natural phenomena exclusion that limits patents on naturally occurring substances. Successfully patenting a diagnostic invention typically requires tying the claim to a specific, non-conventional technique for detecting or measuring that biomarker, rather than simply claiming the correlation itself. Methods of medical treatment, by contrast, are generally eligible for patent protection in the United States, even though a number of other countries restrict or exclude patents on methods of treating the human body. This is an important distinction for medical device and pharmaceutical companies to understand early, particularly if international protection is part of the long-term strategy, since claim strategies that work well domestically sometimes need to be adjusted for filings abroad.

Design Patents and What They Protect Differently

It is worth noting that the categories and exclusions described above apply to utility patents, which protect how an invention works or functions. Design patents operate under a different standard entirely, protecting the ornamental, visual appearance of a product rather than its function. A new and original design for a consumer product, a piece of packaging, or a graphical user interface may be eligible for a design patent even in situations where the underlying function would not itself be patentable. Businesses working on physical products often benefit from considering both utility and design protection together, since the two cover genuinely different aspects of the same invention.

Can You Patent an Improvement to Someone Else’s Invention?

Yes, and this surprises many first-time inventors. You do not need to invent something entirely from scratch to obtain a patent. Improvement patents, which cover a novel and non-obvious enhancement to an existing product, process, or system, are common and often quite valuable, particularly in fast-moving industries where incremental innovation happens constantly. It is worth noting, however, that owning a patent on an improvement does not automatically give you the right to make or sell the underlying original invention if that invention is itself still covered by someone else’s patent. In that situation, both parties may need to negotiate a license before the improved product can be brought to market, which is one of many reasons a clear understanding of the existing patent landscape matters just as much as the patentability of your own idea.

How We Help Clients Navigate These Questions

Determining what can and cannot be patented under U.S. law is rarely a simple yes or no exercise, particularly for inventions that sit near the boundaries of these categories, such as software, diagnostic methods, or engineered biological materials. For over thirty years, our team at Stanzione & Associates PLLC has helped inventors and businesses across a wide range of technologies work through exactly this analysis before committing significant resources to drafting and filing. Patrick Stanzione’s background as a former supervisory-level patent examiner at the USPTO gives our firm firsthand insight into how examiners apply these standards during review, rather than relying solely on how the rules read on paper. Our patent search services often serve as the first practical step in this analysis, helping clients understand not just whether something similar already exists, but how an invention is likely to be characterized during examination. From there, our patent drafting services focus on framing claims in a way that clearly ties any abstract concept to a specific, technical implementation, which is often the difference between an application that survives Section 101 scrutiny and one that does not. Understanding what can and cannot be patented under U.S. law before you invest in drafting and filing can save significant time, money, and frustration down the road. If you are unsure whether your invention qualifies, we would be glad to walk through it with you and give you an honest, informed assessment. Reach out to our patent attorneys to schedule a conversation about your specific invention and what protection might look like for it.

Frequently Asked Questions

Q: Can I patent a general business idea or concept?

No, a general idea or concept without a specific, practical implementation cannot be patented. You would need to develop and claim a specific method, system, or process that carries out the idea in a technical way that meets the legal requirements for patentability.

Q: Is a naturally occurring substance ever patentable?

A substance exactly as it exists in nature generally is not patentable, since natural phenomena are excluded from protection. However, a specifically engineered or modified version of that substance, one that does not exist in nature in that form, may qualify depending on how it is claimed.

Q: Why do so many software patents get rejected under Section 101?

Many software applications are rejected because they describe automating a known process without including a specific technical improvement to how a computer or network functions. Successfully claiming software inventions requires framing the claims around a concrete technical solution rather than an abstract idea.

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